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Genesis: Historical research
Reference:

Historiographical facts and historiographical sources in the study of the Paleolithic Era of the Crimean region

Cherkasov Aleksey Vladimirovich

ORCID: 0000-0002-0331-7674

PhD in Pedagogy

Associate Professor of the Department of Social and Humanitarian Disciplines, Branch of the Admiral F. F. Ushakov State Maritime University in Sevastopol

298609, Russia, Respublika Krym oblast', g. Yalta, ul. Timiryazeva, 27

cherkasov.alexei1976@gmail.com
Other publications by this author
 

 
Kozlov Mikhail Nikolaevich

Doctor of History

Professor, Department of History, Sevastopol State University

299053, Russia, g. Sevastopol', ul. Universitetskaya, 33

cherkasov.alexei1976@gmail.com
Other publications by this author
 

 

DOI:

10.25136/2409-868X.2022.4.37795

Received:

05-04-2022


Published:

25-04-2022


Abstract: The subject of this publication is an analysis of the content and nature of the categories "historical source", "historiographical fact", "historiographical source" in relation to the problems of Paleolithic, Mesolithic and Neolithic studies of the Crimean region in the second half of the XIX - XX centuries. The research methodology is based on the complex application of key scientific principles: historicism, logical interrelation, objectivity, comparative historical approach, retrospection. The problem field and structure of the article includes: the specification of the conceptual and categorical tools for the historiographical study of the Stone Age of the Crimean region, the formulation of priority issues of the primitive archeology of the peninsula, as well as a comparative characterization of the corpus of relevant historiographical and historical sources. From the authors' point of view, a historiographical view of the phenomenon of the formation and development of regional primitive archaeology allows us to more accurately describe the process of its genesis, identify and characterize nominational directions in research, give biographical portraits of scientists and researchers of ancient history, identify social, organizational and scientific factors influencing the process of knowledge formation. In other words, the new role of historiography of archaeology, together with the cognitive capabilities of the history as a science, creates a favorable opportunity not only to study the history of Russian archaeological knowledge, but also contributes to clarifying the methodological foundations of this direction.


Keywords:

history of science, primitive archaeology, Stone Age of Crimea, historical source, historical fact, historiographical source, historiographical fact, historiographical analysis, primitive monument, scientist 's personality

This article is automatically translated. You can find original text of the article here.

In the system of methodological issues of the history and historiography of the Paleolithic studies of the Crimea, an important role is played by the characteristic of conceptual and categorical tools designed to accurately reflect the ontological side of scientific knowledge in the field of the problem under consideration. Its development is carried out in accordance with the principles of completeness, consistency and integrity, and the content should be consistent with the main components and specifics of the object under study. At the same time, the tasks facing the historian of science actualize the question of the sources with which the process of accumulation and development of historical knowledge is studied. The nature and specificity of historiographical works are largely determined by the features of the source base, that is, the corpus of historiographical and historical sources, as well as historiographical facts [11].

Due to the relative youth of historiography as a scientific knowledge and the discreteness of its genesis, methodological issues of analyzing its source base have not yet been sufficiently developed and are being concretized from discussion to discussion. At the same time, the interest in the "internal" problems of historical research is not accidental at all, because modern history is written on the basis of variable views, judgments, assessments. In this regard, the Russian medievalist A.Ya. Gurevich emphasized that "a historian cannot help but think about the intellectual prerequisites of his own research, which voluntarily or involuntarily determine both the methods used by him and the forms and structures of his constructions" [4].

The authors point to the close connection of historiographical and historical facts. According to the figurative expression of M.V. Nechkina, a historical fact "is a living space for a historiographical fact" [13]. However, the difficulty lies in the fact that the historical fact itself is a multi–valued concept. For example, M.A. Barg substantiated the idea of three levels of historical fact: an event-fact, a fact reflected in a historical source (a source's message), and a fact comprehended by a historian (a conceptualized fact), which is a historiographical fact [2].

In recent decades, there has been a broad interpretation of a historiographical fact in the historical literature as any fact that carries information on the history of science. Modern researcher P.A. Kuzminov writes that in historiographical practice, where the emphasis is on the analysis of the concept, a model of authentic classification of historiographical facts has developed. It highlights the main facts that allow reconstructing the concept (primarily the works of historians), and the facts that contribute to the reconstruction of the researcher's image, the context of the creation of the work, the axiology of the epoch, etc. [12].

Thus, the specification and theoretical analysis of the content of the concepts of "historiographical fact" and "historiographical source" in relation to the study of the Paleolithic era of the Crimean region are the subject of this publication [14].

A historiographical fact is the source material for historiographical research. As a rule, it means a fact of historical science that carries information about historical knowledge used to identify patterns of development of the history of historical science [7]. In our opinion, such a definition quite fully reflects the content of the subject of historiography.

The historiographical fact is, of course, based on historical fact. At the same time, historical fact is a broader concept, which forms the foundation of the building of historical science [6]. In other words, a historiographical fact is only a part of a historical fact. A historical fact exists objectively, regardless of whether it is known, understood or not. In turn, the historiographical fact is characterized by a certain subjectivity, since it is a derivative of the work of the historian-researcher. The essence of a historiographical fact is in its interpretation, interpretation of the information it contains. Thus, the process of selecting facts and phenomena, determining the depth and volume of scientific information, its truth, theoretical and applied significance becomes extremely important. It is also necessary to take into account the chronological period of the formation of a historiographical fact. It means whether he was created by a contemporary of the events in question, or the author describes them remotely, in a retrospective disposition.

At the same time, according to G.M. Ippolitov's reasoned remark, in functional terms, the historiographical fact is broader than the historiographical source [8]. After all, not every historiographical fact is transformed into a source available for wide study. For example, manuscripts of books and dissertations, unpublished transcripts of meetings and forums, discussions and scientific conferences, field diaries and records of archaeological exploration and excavations, memoirs and epistolary literature, etc.).

A classical historical source involved in the process of historiographical analysis acquires the status of a historiographical source. Let us clarify that by a classical historical source we mean written documents and tangible objects that directly reflect the historical process and make it possible to study the past of human society [10].

Key historical sources on the Stone Age of Crimea are traditionally divided into several groups.

These are, first of all, material (archaeological science data) – remnants of material culture created by primitive society. Their collection, systematization and comprehensive study allows us to trace the dynamics of the forms of culture, separating the early forms from the later ones, to establish the chronological sequence of their changes.

Further, sources of a natural-historical nature (paleoanthropological, paleogeological, paleoclimatic, data from archaeozoology and archaeobotany, and others). Paleoanthropological material is found in the process of archaeological excavations of ancient burials. At the same time, the preservation of the bones of the skeleton may be poor, but modern restoration methods make it possible to obtain the whole shape of bones and skulls from their fragments. For the reconstruction of the Paleolithic societies of the Crimea, in this regard, the finds of paleoanthropic remains at the sites of Kiik-Koba (G.A. Bonch-Osmolovsky), Staroselye (Salachik) (A.A. Formozov), Zaskalnaya VI (Yu.G. Kolosov) and others are of lasting importance. Geological observations of stratigraphic strata, stratigraphic columns in caves and grottoes, the sequence of horizons of occurrence in open sites are important for establishing the periodization of the history of primitive society and especially the dynamics of technological processes in primeval times, as they allow differentiating and systematizing archaeological inventory, obtaining a fairly complete picture of the sequence of technology development throughout the early history of society, as well as in clarifying migrations of the most ancient people. For Crimea, as an example, such sources are important when considering the presence of Sviderian culture carriers of the final Paleolithic of Central and Eastern Europe at the sites of Suren II, Shan-Koba (IV layer) and others. Archaeozoological sources are necessary to reconstruct the nature of hunting, fishing and gathering. As for domestic forms of animals and birds, their bone remains are a direct source for the development of the problem of animal domestication and ancient animal husbandry (in particular, the provisions of D.A. Krainov on the origin of animal husbandry in the Crimea in the post-Paleolithic period on the materials of the sites of Tash-Air I and Zamil-Koba II). The archaeobotanical material, which is naturally close to the archeozoological one, provides the Stone Age researcher with an important means of absolute dating. For example, until now only the palynological scale of the Paleolithic site of Zaskalaya V is not characterized by internal contradictions and correlates with the dynamics and parameters of climatic changes traced in the sediments of other similar monuments of the Crimea (Kabazi II, Buran Kai III, etc.) [15].

In addition, it is necessary to point out innovative sources that are becoming widespread and popular in modern paleolithic studies. These are the data of paleogenetics, DNA and lipid analyses, etc. For example, a genome-wide analysis of the Eastern European sapiens, who lived at the Burankai III site in the Crimea 36 thousand years AGO, showed that this paleoanthrope was genetically close to both the inhabitants of the Russian Plain of the same time, and to representatives of the classical gravett of Central Europe, who lived 6 thousand years later (research by A.A. Yanevich). Further identification and comparative analysis of mitochondrial haplogroups N1 and Y-chromosomal haplogroups BT, CT, C of the "Burankai" man with samples from Europe (Romania), the Middle East and Africa, allowed us to formulate the assumption that there is no fact of late local mixing of Neanderthals in the Crimea with anatomically modern humans [16].

With the development of historiographical knowledge, the corpus of historical sources integrated into the system of scientific analysis and interpretation is expanding. The collection of historiographical sources, differing in the level of informativeness, is gradually increasing, and they require a special approach, taking into account the purpose and orientation of the historiographical research conducted. It is advisable to divide such sources into conditional groups.

These are, firstly, historiographical sources as a wide body of general and special research, scientific reference publications that characterize the problem of a specific historiographical study. These include fundamental works on history, archeology, the history of primitive society, systematized works on their individual aspects; comprehensive essays on the history of historical science, source studies; monographs; dissertations; scientific articles; abstracts and materials of conferences, symposiums, forums; reports of archaeological exploration and expeditions; bibliographic reviews and reviews [20]. The researcher-historiographer will be interested in the authorship, the history of writing the work, the issues raised, the structure and source base, methods and techniques of processing and interpretation of the identified material, as well as the place of this work in the historiographic stream, the degree of its influence on the development of historical knowledge, and so on.

Secondly, historical sources as a system of documents and materials that reflect the period of history chosen for historiographical research. At the same time, the appeal to archival documents and materials is conditioned by the need to determine the source base of the problem, further prospects in the development of its individual points. At the same time, in our opinion, S.P. Isachkin's opinion is problematic that documentary sources play an auxiliary role in historiographical research [9]. Published documents and archival materials, on the contrary, contribute to the formation of an adequate understanding of the subject of the studied problem. According to P.A. Kuzminov, which we share, such units allow us to avoid inaccuracies and even falsifications in unfairly presented historical research, distortions of factual material. Therefore, the task of the historian of science is not only the analysis of historiographical sources, but also the identification of inadequately developed plots of the problem, the orientation of other researchers to those sources and methods of cognition with which the identified gaps can be eliminated [11]. At the same time, in the process of working with archival funds, it is important not to allow the substitution of research analysis by formal citation of the document.

Thirdly, additional sources of non-historical and non-historiographical nature, attracted as auxiliary data (periodical press, journalism, sources of personal origin, etc.). Such sources have their own specifics. For example, the periodical press is characterized by: informativeness, factography, telegraphic method of submission and relevance of data at the time of publication of the publication, responsiveness to modern issues, carried out in a ascertaining form; belonging to a specific sociopolitical force or to official state bodies [17]. In some samples of popular scientific journalistic literature, data are given that have not received adequate coverage in other sources. [5]. Memoir literature, due to its own subjectivism and retrospection, generally performs an auxiliary function, confirming or refuting data from other sources. The memoirs of archaeologists and historians allow us to restore the flavor of the era, to reveal the feelings and thoughts of the participants in the events (vivid genre memoirs of G.A. Bonch-Osmolovsky, D.A., Krainov, S.N. Bibikov, Yu.G. Kolosov and other researchers of the Paleolithic of the Crimea). As A.A. Kurnosova notes, in such literature, self-consciousness of the individual is realized with a certain consistent completeness and clarity [13]. In diaries and records as auxiliary sources when writing historiographical works, events and facts essential to the author are recorded, representing a direct form of personal self-expression and self-affirmation. However, here, as in memoirs, due to their subjectivity, it is necessary to take into account a number of difficulties. Firstly, the importance of finding out the motivations for their writing; secondly, the problem of authorship; thirdly, the ratio of objectivity, reliability and subjectivism [19]. G.M. Ippolitov also focuses on such a property of such sources as are able to acquire the qualities of historiographical sources in the process of their research from the standpoint of displaying the relationship of individual and social [8].

Thus, historical and historiographical sources as scientific categories differ in complexity and serious specificity, and the concepts of "historiographical source" and "historiographical fact" are not identical, but are in dialectical unity. Here, both the singular and the general and the special, characteristic of any scientific category, are holistically traced. The mechanical extrapolation of universal source-study postulates to the analysis of the corpus of sources involved in the analysis of the historiography of the study of the Stone Age of Crimea, in this regard, is not appropriate, but assumes a systematic approach taking into account the cognitive capabilities of historiography itself, the history of science and science studies in general.

References
1. Alekseev, V. P. (1989). Historical anthropology and ethnogenesis. M.: Nauka.
2. Barg, M. A. (1984). Categories and methods of historical science. M., 162.
3. Bunak, V. V. (1980) The genus Homo, its origin and subsequent evolution. Moscow: Nauka.
4. Gurevich, A. Ya. (1998). Aporia of modern historical science: authentic and imaginary. Odyssey: man in history. Moscow, 246.
5. Danilevsky, I. N., Kabanov, V. V., Medushevskaya, O. M., Rumyantseva, M. F. (1998). Source studies: Theory. History. Method. Sources of Russian history. Moscow: RSUH, Open Society Institute, 85.
6. Zhukov, E. M. (1980). Essays on the methodology of history. Moscow: Nauka, 205 – 215.
7. Zevelev, A. I., Naumov, V. P. (1980). Historiographical fact: evaluation criteria and analysis. Questions of history. 5, 36.
8. Ippolitov, G. M. (2011). Classification of sources in problem-thematic historiographical studies and some methodological approaches to their analysis. Proceedings of the Samara Scientific Center of the Russian Academy of Sciences. 2011. Vol. 13. No.3 (2), 506.
9. Isachkin, S. P. (2004). Historiography of Siberian Social democracy 1907-1917: Abstract. diss. … Doctor of H.S. Omsk, 9.
10. Source studies of the modern history of Russia: theory, methodology and practice (2005). M.
11. Kuzminov, P. A. (2010). Russian historiography of the reforms of the 50-70s of the XIX century in the North Caucasus: Abstract of the dissertation. ... Doctors of Historical Sciences: 07.00.09. Maykop: ASU, 46.
12. Kuzminov, P. A. (2011) The epoch of transformations of the 50 – 70s of the XIX century among the peoples of the North Caucasus in the latest historiography. Nalchik: LLC «Printing Yard», 154 – 155.
13. Kurnosov, A. A. (1977). Personality in history, history in personality. History of the USSR. 1977. Vol. 4, 198.
14. Nechkina, M. V. (1965) History of history: (some methodological issues of historical science). History and Historians. Historiography of the history of the USSR: collection of articles. M., 1965. 6 – 26.
15. Pershits, A. I., Mongayt, A. L., Alekseev, V. P. (1982). History of primitive society. Moscow: Higher School, 223.
16. Podolskaya, N. V. (1988) Dictionary of Russian onomastic terminology / Ed. A.V. Superanskaya. M.: Nauka, 192.
17. The Soviet periodical press as a historical source. Moscow: MSU, 1974, 64.
18. Khramkova, E. L. (2001). Culture of Russia during the Great Patriotic War. 1941 – 1945: historiographical essays. Samara, 5 – 6.
19. Chernomorsky, M. N. (1976). Source studies of the history of the USSR: the Soviet period. M.,121.
20. Schmidt, S. O. (1997). The Path of the historian: selected works on source studies and historiography. Moscow: RSUH, 612.

First Peer Review

Peer reviewers' evaluations remain confidential and are not disclosed to the public. Only external reviews, authorized for publication by the article's author(s), are made public. Typically, these final reviews are conducted after the manuscript's revision. Adhering to our double-blind review policy, the reviewer's identity is kept confidential.
The list of publisher reviewers can be found here.

Review of the article "Historical and historiographical sources of the Stone Age of Crimea" The text of the study of the reviewed article does not define the subject of the study. Based on its name, the purpose of the work is to analyze the historical and historiographical sources of the Stone Age of Crimea, which is exactly what we expected to see when we took the article for review. However, only two paragraphs are devoted to the sources indicated in the title in the article, the first of which lists the authors of the memoirs G.A. Bonch-Osmolovsky, D.A. Krainov, S.N. Bibikov, A.A. Formozov, Yu.G. Kolosov. Moreover, all of them belong to Paleolithic researchers, not a single researcher of the Mesolithic or Neolithic is named in the text. The second paragraph lists a number of central periodicals that sporadically published articles on the archaeology of the Stone Age of Crimea. Moreover, in one case, the old and new names of the journal "Soviet Archaeology" and "Russian Archaeology" are indicated, and this is done in such a way that it may not be clear to ignorant readers, since two more publications are mentioned between their names in the text. In another case, only the old name of the journal "Brief Reports of the Institute of the History of Material Culture", which has been called "Brief Reports of the Institute of Archaeology" since 1960, is given. In the third case, only the intermediate name of the journal "Soviet Ethnography" is given, which bore this name from 1934 to 1991, and was previously called "Ethnographic Review", and this name was returned to it in 1992. Moreover, when listing the journals, the author states that: "the most indicative data for the study of the problems of the Paleolithic, Mesolithic and Neolithic of the Crimea are contained in such academic and regional periodicals." However, all the mentioned publications belong to the central and regional editions are not included in the list. At the same time, the author ignored the series "Kamyan doba of Ukraine", the most informative publication on the Stone Age of Crimea, published in Ukraine since 2002. It should be noted that the presence of the journal "Soviet Ethnography" in the author's list is generally not very clear. In this journal, sometimes there were publications by archaeologists, two or three articles in ten years, perhaps among them there are publications on the Stone Age of Crimea, but I do not exclude that they may not be there. In any case, the presence of this journal in the list is not justified. In fact, the title of the reviewed article does not fully correspond to its content. The article is of a general theoretical nature and it examines the issues of the correlation of historiographical and historical sources, as well as historiographical and historical facts on the example of the Stone Age of Crimea, which should be reflected in its title. Moreover, the article is not about the entire period of the Stone Age, but only about the Paleolithic period. And this is, in principle, true, because from the point of view of the features of the sources, as well as the archaeologists who studied them, there is very little in common between the Paleolithic and later epochs. And now there are practically no researchers who would consider these epochs within the framework of one work. Therefore, their unification looks very artificial. The relevance of the research is not formulated in the article, its author has not defined the boundary between what is already known on this topic and what remains to be established during the study. Therefore, it is unclear what the scientific novelty of the work is. The style of presentation is scientific, but in some cases the author presents the same information twice, only in different words. For example, this applies to arguments about a historiographical fact, about the relationship between historical and historiographical fact, etc. The author did not classify the sources according to the Stone Age correctly enough. Among them, in particular, he refers to the data of ethnology, including genealogical and ethnogonic traditions of the aborigines. It follows from the context of the article that these should be the traditions of the aborigines of the Crimea. The author also includes data from linguistics and, in particular, onomastics as sources on the Stone Age of Crimea. However, not a single name has been preserved from the Stone Age on the territory of Crimea. It is not known what language the people who lived in the territory of Crimea at that time also spoke. Any written sources cannot be used to reconstruct the Stone Age of Crimea, since the peoples listed by the author mentioned in the works of Greek and Roman historians: Cimmerians, Taurians, Scythians, Sarmatians lived in this territory during the Early Iron Age and are in no way related to the population of earlier eras. At the same time, the author does not specify a number of modern sources that have recently been widely used to study the Stone Age. These include, for example, DNA analysis data, lipid analysis, etc. When grouping historiographical sources, the author sometimes refers the same sources to different groups. The first group includes: studies of a generalizing nature, fundamental works on history, archaeology, the history of primitive society, systematized works on their individual aspects; comprehensive essays on the history of historical science, source studies; educational publications that present the main stages of the history and historiography of archaeological science. Among others, he refers to the second group of articles and monographs, which are just among the fundamental research. On the other hand, does the unification of fundamental works and educational publications within the first group raise questions? Where is the boundary that the author draws between generalizing and special research? After all, an integral part of almost any special study is the generalization of previously studied material. Therefore, the presented grouping seems far-fetched. At the end of the article, the author summarizes its results, which are rather abstract in nature, loosely related to the content of the article. For example, the author concludes that: "A historiographical view of the phenomenon of regional primitive archaeology allows us to describe the process of its formation and development, to give biographical portraits of scientists – discoverers and researchers of ancient history, to identify social factors influencing the process of formation of scientific knowledge." However, none of this is in the article's test. It does not describe the process of formation and development of the regional archeology of the Crimea, there are no biographical portraits of scientists – discoverers and researchers of ancient history, social factors influencing the process of formation of scientific knowledge have not been identified. Thus, in its current form, the article cannot be recommended for publication and needs to be finalized.

Second Peer Review

Peer reviewers' evaluations remain confidential and are not disclosed to the public. Only external reviews, authorized for publication by the article's author(s), are made public. Typically, these final reviews are conducted after the manuscript's revision. Adhering to our double-blind review policy, the reviewer's identity is kept confidential.
The list of publisher reviewers can be found here.

When the process of democratization and glasnost began in the Soviet Union during the years of Perestroika, it had dual consequences for the social sciences and humanities. On the one hand, the removal of previous censorship restrictions and ideological barriers contributed to the growth of discussions and, consequently, wide public attention to social and humanitarian knowledge. And at the same time, universal commercialization led to the pursuit of sensationalism and the formation of pseudo-historical science. But real science is unthinkable without relying on specific data and a well-chosen methodology. These circumstances determine the relevance of the article submitted for review, the subject of which is historiographical facts and historiographical sources in the study of the Paleolithic era of the Crimean region. The author sets out to show the concept of a historiographical fact, analyze its relationship with a historiographical source, and consider key sources on the Stone Age of the Crimean Peninsula. The work is based on the principles of analysis and synthesis, reliability, objectivity, the methodological basis of the research is a systematic approach, which is based on the consideration of the object as an integral complex of interrelated elements. The author also uses a comparative method in his work. The scientific novelty of the article lies in the very formulation of the topic: the author seeks to characterize the conceptual and categorical apparatus in the light of methodological issues of the history and historiography of Paleolithic research in Crimea. Considering the bibliographic list of the article, its scale and versatility should be noted as a positive point: in total, the list of references includes up to 20 different sources and studies. Among the works attracted by the author, we note the works of such luminaries of historical science as M.A. Barga, I.N. Danilevsky, S.O. Schmidt, M.V. Nechkina and A.L. Mongait, whose focus is on various aspects of source problems. Note that the bibliography is important both from a scientific and educational point of view: after reading the text of the article, readers can turn to other materials on its topic. In general, in our opinion, the integrated use of various sources and research contributed to the solution of the tasks facing the author. The style of writing the article can be attributed to scientific, at the same time understandable not only to specialists, but also to a wide range of readers, to anyone interested in both historiography in general and paleohistory of the Crimea in particular. The appeal to the opponents is presented at the level of the collected information received by the author during the work on the topic of the article. The structure of the work is characterized by a certain logic and consistency, it can be distinguished by an introduction, the main part, and conclusion. At the beginning, the author defines the relevance of the topic, shows that "due to the relative youth of historiography as scientific knowledge and the discreteness of its genesis, methodological issues of analyzing its source base have not yet been sufficiently developed and are being concretized from discussion to discussion." The paper shows that "key historical sources on the Stone Age of Crimea are traditionally divided into several groups": "material (archaeological science data) – remnants of material culture created by primitive society", "sources of a natural historical nature (paleoanthropological, paleogeological, paleoclimatic, data of archaeozoology and archaeobotany and others", as well as the data of "paleogenetics, DNA and lipid analyses, etc." The main conclusion of the article is that "the mechanical extrapolation of universal source studies postulates to the analysis of the corpus of sources involved in the analysis of the historiography of the study of the Stone Age of Crimea, in this regard, is not advisable, but assumes a systematic approach taking into account the cognitive capabilities of historiography itself, the history of science and science studies in general." The article submitted for review is devoted to an urgent topic, will arouse readers' interest, and its materials can be used both in lecture courses on the history of Russia and in various special courses. In general, in our opinion, the article can be recommended for publication in the journal Genesis: Historical Research.
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